Committee Report Checklist 

 

Please submit the completed checklists with your report. If final draft report does not include all the information/sign offs required, your item will be delayed until the next meeting cycle. 

 

Stage 1

Report checklist – responsibility of report owner 

ITEM 

Yes / No

Date

Councillor engagement / input from Chair prior to briefing

Yes

26/05/26

Relevant Group Head review  

Yes

29/05/26

MAT+ review (to have been circulated at least 5 working days before Stage 2)

Yes

29/05/26

This item is on the Forward Plan for the relevant committee

Yes

23/06/26

Reviewed by

 

Finance comments (circulate to Finance)

AB

02/06/26

Risk comments (circulate to Lee O’Neil)

LO

29/05/26

Legal comments (circulate to Legal team)

LH

29/05/26

HR comments (if applicable)

N/A

 

 

For reports with material financial or legal implications the author should engage with the respective teams at the outset and receive input to their reports prior to asking for MO or s151 comments.

 

Do not forward to stage 2 unless all the above have been completed

 

Stage 2

Report checklist – responsibility of report owner 

ITEM

Completed by

Date rec’d

Monitoring Officer commentary – at least 5 working days before MAT

L. Heron

29/05/26

S151 Officer commentary – at least 5 working days before MAT

T. Collier

29/05/26

Commissioner engagement

 

01/06/26

 

No issues

 

Confirm final report cleared by MAT 

 

 

 

 

Audit Committee                                               

 

23 June 2026

Title

Monitoring of revised Improvement & Recovery Plan (IRP)

Purpose of the report

To inform and assure

Report Author

Nic Fell, interim IRP Programme Director

Ward(s) Affected

All Wards

Exempt

No    

Exemption Reason

N/A

Corporate Priority

This item is not in the current list of Corporate Priorities but still requires a Committee decision.

 

Recommendations

 

Committee is asked to:

·         note the update on the structure and progress of the revised Improvement & Recovery Plan (IRP)

·         consider whether arrangements for governance of IRP are sufficient.

·         consider the need for any changes or amendments to the information on IRP progress and governance being reported to the Audit Committee.

 

Reason for Recommendation

 As an integral element of the Council’s governance and assurance apparatus, the Audit Committee has a responsibility to consider progress in delivering the IRP, obtaining assurance that appropriate governance is in place to support IRP delivery.

 

1.            Executive summary of the report (expand detail in Key Issues section below)

What is the situation

Why we want to do something

      Corporate Policy and Resources Committee approved a revised Improvement & Recovery Plan in February 2026, then in April 2026 agreed high priority outcomes that will be the focus for the remainder of this financial year.

      The Audit Committee is a significant element of the governance arrangements of the IRP, with the remit to scrutinise assurance arrangements for ensuring progress and mitigating risk.  This paper provides details of IRP governance arrangements, including the structure and progress of the IRP.

This is what we want to do about it

These are the next steps

      Note the update on the structure and progress of the revised Improvement & Recovery Plan (IRP)

      Consider whether arrangements for governance of IRP are sufficient.

      Audit Committee Members consider the need for any changes or amendments to the information on IRP progress and governance being reported to the Audit Committee

 

2.            Key issues

2.1         This report (see Appendix A) seeks to provide Audit Committee with an update on the structure and progress of the Improvement and Recovery Plan (IRP), including an overview of the themes and workstreams, the various roles (Programme Director, SRO etc) and how the IRP Board interacts with other council committees and officers.

 

3.            Risk implications

3.1         There are no specific risk implications arising from the report, and IRP risk are managed via a dedicated IRP RAID log, which is maintained by the Council’s PMO (Programme Management Office)

3.2         Ensuring there are effective governance arrangements in place to deliver the IRP is one of the 12 Governance Assurance Areas (GAA) which make up the Council’s Governance Assurance Register.  This GAA was one of the 6 the Audit Committee has just reviewed (19 May) and this report builds on that information to provide assurance that arrangements are sufficient and being implemented effectively.

 

4.            Financial implications

4.1         There are no procurement implications arising directly from this report.  The budget allocated to implementing the plan is c£114k and is being monitored monthly. As well the reporting will be monthly via the budget monitoring report and the dedicated IRB report.

 

5.            Legal comments

5.1         Regular monitoring updates on the progress and continued delivery of the Improvement and Recovery Plan seek to provide assurance to the Audit Committee and the Commissioners that timely action is being taken to address the requirements set out in the statutory directions.  Failure to evidence sustained improvement may result in extended intervention or additional regulatory oversight.

5.2         There are no direct legal implications arising from this monitoring report, but the Committee should be mindful of the broader statutory and regulatory context in discharging its oversight role and satisfying itself that the Council has appropriate arrangements (governance, risk management and internal control) in place to deliver the Improvement and Recovery Plan.  

 

 

Corporate implications

 

6.            Commissioners’ comments

6.1       No issues raised.

 

7.            S151 Officer comments

7.1         The S151 Officer notes that there are no direct financial implications arising from this report. Clearly a key focus of the IRP is around ensuring a sustainable medium-term financial position for Spelthorne/West Surrey and have effective assurance that there are appropriate governance arrangements underpinning the programme management of IRP is important.

 

8.            Monitoring Officer comments

8.1         The Monitoring Officer reiterates comments in section 6 (Legal comments) above.  In addition, it should be noted that the Council is under a continuing obligation to act in accordance with its statutory duties and to ensure that all decisions are taken in compliance with the Council’s Constitution and public law principles. .

 

9.            Procurement comments

9.1         There are no procurement implications arising directly from this report.

 

10.         Equality and Diversity

10.1      There are no obvious equality and diversity issues arising from this report to the Audit Committee.

 

11.         Sustainability/Climate Change Implications

11.1    There are no Sustainability / Climate change implications associated with these proposals.

 

12.         Other considerations

12.1      None.

 

13.         Local Government Reorganisation Implications

13.1    While LGR is a workstream with the Council’s Improvement and Recovery Programme, which this report relates to, there are no specific LGR implications associated with this report to the Audit Committee.

 

14.         Timetable for implementation

14.1      Not applicable

 

15.         Contact

15.1      Nic Fell, Interim IRP Programme Director, nic.fell@spelthorne.gov.uk

 

Please submit any material questions to the Committee Chair and Officer Contact by two days in advance of the meeting.

 

Background papers: There are none.

 

Appendices:

 

APPENDIX A: 

Monitoring of Revised Improvement and Recovery Plan June26 2.docx